Generate FINRA-Compliant AI Supervision WSPs in Minutes
FINRA's 2026 Annual Regulatory Oversight Report identifies AI supervision as a top examination priority. Broker-dealers and RIAs using AI tools must have documented Written Supervisory Procedures or face enforcement risk. Law firms charge $2,000–5,000 per section. WSPKit generates an examiner-ready WSP section for $149 PAYG.
FINRA Rule 3110
Regulation Best Interest
SEC IA-5248
Zero-CAC Cross-Sell
Word Document Output
$149 / section
Single WSP Section
One AI tool governance section. Perfect for a single AI deployment.
BEST VALUE
$399 / package
AI Governance Package
Up to 5 AI tools + master AI supervision policy. For multi-tool deployments.
$79 / update
Annual Review Update
Refresh an existing section for new FINRA/SEC guidance changes.
📋 Firm & AI Tool Details
📜 Embedded Rule Database: WSPKit generates citations from a verified database of FINRA and SEC rules — not LLM guesswork.
- FINRA Rule 3110 (Supervision) & Rule 3110(b) (Written Supervisory Procedures)
- FINRA Rule 2010 (Standards of Commercial Honor)
- FINRA Rule 4511 (Books and Records)
- SEC Regulation Best Interest, Article 11 (Compliance Obligation)
- SEC Release IA-5248 (AI Investment Adviser Guidance)
- FINRA AI Report 2025 + FINRA 2026 Regulatory Oversight Report